Welcome!

Carruth Compliance Consulting, Inc. (CCC) provides compliance and plan administration services to sponsors of 403(b) Tax Sheltered Annuity and 457(b) Deferred Compensation Plans.

Breaking News - Changes Ahead

Learn about significant changes either already set in concrete or under consideration.

How Can We Help You?

We've set up pages tailored specifically to meet your needs depending on whether you're an Employee, an Employer, or a Vendor. Use the main menu buttons up top to enter the area of our site relevant to you.

For example, if you're an Employee you might have questions about making transfers, which investment companies are approved by your employer to make contributions to, and where to get forms such as a Salary Reduction Agreement. Use the Employee Entrance button located up top in the main menu bar to get this information.

Alternatively, Employers interested in CCC's services, as well as existing clients wanting to edit their Employer-specific area of this website or manage their Plan Document, will find those tools in the For Employers area by selecting that menu bar button.

Similarly, Vendors interested in gaining access to all of CCC's client employers (as well as existing partner Vendors needing to update their information) will find answers in the For Vendors section.

SUBMITTING A TRANSACTION TO CCC FOR APPROVAL

To submit a transaction to CCC for Plan Administrator or Employer Authorization Authorization, please click here to access the Transaction Submission Cover Sheet. Please note this form is to be used to submit all transactions except Loans and Hardships to CCC.

Click here for information on Loans.

Click here for information on Hardship Distributions.

Please note: some Vendors impose specific requirements before they will process certain (or any) transactions (regular distributions, loans, hardship withdrawals, exchanges, transfers, rollovers, etc.). For example, Fidelity Investments requires “wet signatures” by the Participant and by CCC on all transaction processing forms. Before you begin the process of submitting an application for any type of transaction, be sure to check for any special requirements the Vendor(s) might require by visiting their “General Information” page(s) available on the List of All Vendors page.

View: CCC's Authorized Signatures Letter

Legacy Website

You are viewing the current CCC webserver, which was first launched on 8/8/2008 using a dynamic, secure database-supported system. The previous CCC website is now designated as the CCC Legacy Website, which is no longer being maintained, but may be accessed at www.ncompliancelegacy.com.