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Ariel Investments
(aka: Ariel Investments)
Vendor General Information

This Vendor Page has not been approved by Ariel Investments,
but the information provided should be useful to you.

Ariel Investments (aka: Ariel Investments) - General Status

Ariel Investments has not yet posted a company statement or 403(b) market status update here on the CCC website. Once they do, it will appear here.

Vendor Page Information

Vendors manage their own CCC website pages via authorized logins available upon request. Vendors are expected to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly. With thousands of unique CCC Client Employer-Vendor relationships, CCC uses this website to inform all Vendors regarding Employer-Specific:

  • Requirements to Gain and Maintain Active or Inactive Payroll Slots;
  • Optional Plan Features available; and
  • All other aspects of the Employer's 403(b) Plan.

To see any of the above requirements for a specific Employer, visit a specific Employer's 403(b) Plan Document: List of Employers

Ariel Investments (aka: Ariel Investments) Web Homepage

Ariel Investments has NOT provided any link to its home office webpage. As soon as Ariel Investments provides a weblink, we'll post it here immediately.

Investment Fund Information

The following web links have been provided by Ariel Investments to make available current information about annuity and custodial account investment opportunities offered by the company. Follow these links for fund profiles, prospectuses, performance, fees, and loading charges:

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403(b) Investment Options

Ariel Investments offers the following type of 403(b) investment option:

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Roth 403(b) Contribution Policy

Ariel Investments does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of Ariel Investments are marketed using the following approaches:

  • End of List Declared by Ariel Investments

Helpful Employee Resources

Ariel Investments has not provided a weblink to any online financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment Ariel Investments provides a weblink to us, we'll post it here immediately.

Request Additional Information

Ariel Investments has not provided us with any online contact methods. The moment they do, we'll post them here.

Vendor Forms

Ariel Investments has supplied the following forms which may be PDFs or online submittals:

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Employers for which Ariel Investments (aka: Ariel Investments) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans Ariel Investments holds an Active Payroll Slot:

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Important: The list below represents those Employers in whose 403(b) Plans Ariel Investments holds an Inactive Payroll Slot:

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Employers for which Ariel Investments is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans Ariel Investments is eligible to receive exchanges, transfers, and rollover contributions because Ariel Investments has signed a Direct Information Sharing Agreement with Employers in this list:

Employers for which Ariel Investments is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans Ariel Investments is classified as an Orphaned Vendor:

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Employers for which Ariel Investments is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans Ariel Investments is classified as a Grandfathered Contribution Vendor:

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Important: The list below represents those Employers in whose 403(b) Plans Ariel Investments is classified as a Grandfathered Exchange Vendor:

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