Carruth Compliance Consulting

     Retirement Readiness      For Employees      For Employers      For Vendors      About Us      Contact Us 

    Login   
Skip Navigation Links.
Click here to obtain a CCC Authorization Voucher.

DA Davidson
(aka: DA Davidson)
Vendor General Information

This Vendor Page has not been approved by DA Davidson,
but the information provided should be useful to you.

General Status

In an email message dated October 2, 2007, John Bebee stated that D.A. Davidson will no longer accept any new 403(b)s where DAD is acting as the custodian. It is unclear to CCC whether they meant they would discontinue acceptance of contributions by participants already contributing. This is almost a moot point, since only one employee at only one CCC Client Employer was contributing to this Vendor in January of 2008.

DA Davidson has provided this PDF documentation: View / Download

Landing Pages

Product and Fee Information

Click the link(s) below for information on DA Davidson products:

Marketing Information

Investment products of DA Davidson are marketed using the following approaches:

Helpful Employee Resources

If available, CCC has linked the vendor's educational resources below:

To Be Determined

 

Employers for which DA Davidson (aka: DA Davidson) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson holds an Active Payroll Slot:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson holds an Inactive Payroll Slot:

  • End of List

Employers for which DA Davidson is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is eligible to receive exchanges, transfers, and rollover contributions because DA Davidson has signed

Employers for which DA Davidson is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as an Orphaned Vendor:

  • End of List

Employers for which DA Davidson is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where DA Davidson is a Deselected Vendor.

  • End of List

Employers for which DA Davidson is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as a Grandfathered Contribution Vendor:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as a Grandfathered Exchange Vendor:

  • End of List