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DA Davidson
(aka: DA Davidson)
Vendor General Information

This Vendor Page has not been approved by DA Davidson,
but the information provided should be useful to you.

DA Davidson - General Status

In an email message dated October 2, 2007, John Bebee stated that D.A. Davidson will no longer accept any new 403(b)s where DAD is acting as the custodian. It is unclear to CCC whether they meant they would discontinue acceptance of contributions by participants already contributing. This is almost a moot point, since only one employee at only one CCC Client Employer was contributing to this Vendor in January of 2008.

DA Davidson has provided this PDF documentation: View / Download

DA Davidson Web Homepage

DA Davidson Homepage may be accessed here .

Product Information

Click the link(s) below for information on DA Davidson investment products:

Fee Information

Click the link(s) below for information on the fees associated with DA Davidson accounts:

403(b) Investment Options

DA Davidson offers the following type(s) of 403(b) investment option:

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Roth 403(b) Contribution Policy

DA Davidson does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of DA Davidson are marketed using the following approaches:

Helpful Employee Resources

DA Davidson has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment DA Davidson provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with DA Davidson, please visit our General DA Davidson Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

 

Employers for which DA Davidson (aka: DA Davidson) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson holds an Active Payroll Slot:

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Important: The list below represents those Employers in whose 403(b) Plans DA Davidson holds an Inactive Payroll Slot:

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Employers for which DA Davidson is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is eligible to receive exchanges, transfers, and rollover contributions because DA Davidson has signed

Employers for which DA Davidson is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as an Orphaned Vendor:

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Employers for which DA Davidson is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where DA Davidson is a Deselected Vendor.

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Employers for which DA Davidson is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as a Grandfathered Contribution Vendor:

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Important: The list below represents those Employers in whose 403(b) Plans DA Davidson is classified as a Grandfathered Exchange Vendor:

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