Smith Barney (aka: Smith Barney) - General Status
Smith Barney will not accept contributions into 403(b) accounts after December 31, 2008. They will continue to manage existing account but will not accept new contributions into the accounts. As of 2009 Smith Barney due to the burden of record keeping will not be involved in the 403(b) business.
Smith Barney (aka: Smith Barney) Web Homepage
Smith Barney has NOT provided any link to its home office webpage. As soon as Smith Barney provides a weblink, we'll post it here immediately.
Investment Fund Information
The following web links have been provided by Smith Barney to make available current information about annuity and custodial account investment opportunities offered by the company. Follow these links for fund profiles, prospectuses, performance, fees, and loading charges:
403(b) Investment Options
Smith Barney offers the following type of 403(b) investment option:
Roth 403(b) Contribution Policy
Smith Barney does NOT accept Roth 403(b) contributions.
Marketing Information
Investment products of Smith Barney are marketed using the following approaches:
- End of List Declared by Smith Barney
Helpful Employee Resources
Smith Barney has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment Smith Barney provides a weblink to us, we'll post it here immediately.
Active in Other CCC Employer 403(b) Plans
To see which other CCC Employers hold Active Payroll Slots with Smith Barney, please visit our General Smith Barney Page.
Vendor Page Maintainance
Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.
Vendor FormsSmith Barney has not provided copies of or links to any Vendor Forms. Please contact Smith Barney to request any forms you might need.
|
|
Employers for which Smith Barney (aka: Smith Barney) is Eligible to Receive Contributions
Important: The list below represents those Employers in whose 403(b) Plans Smith Barney holds an Active Payroll Slot:
Important: The list below represents those Employers in whose 403(b) Plans Smith Barney holds an Inactive Payroll Slot:
Employers for which Smith Barney is Eligible to Receive Exchanges, Transfers, and Rollovers
Important: The list below represents those Employers in whose 403(b) Plans Smith Barney is eligible to receive exchanges, transfers, and rollover contributions because Smith Barney has signed
a Direct Information Sharing Agreement with Employers in this list:
Employers for which Smith Barney is an Orphaned Vendor
An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans Smith Barney is classified as an Orphaned Vendor:
Employers for which Smith Barney is a Deselected Vendor
Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where Smith Barney is a Deselected Vendor.
Employers for which Smith Barney is a Grandfathered Vendor
Important: The list below represents those Employers in whose 403(b) Plans Smith Barney is classified as a Grandfathered Contribution Vendor:
Important: The list below represents those Employers in whose 403(b) Plans Smith Barney is classified as a Grandfathered Exchange Vendor:
|