Carruth Compliance Consulting

     Retirement Readiness      For Employees      For Employers      For Vendors      About Us      Contact Us 

    Login   
Skip Navigation Links.

Kennewick School District

TD Ameritrade
(aka: TD Ameritrade)

This Vendor Page has not been approved by TD Ameritrade,
but the information provided should be useful to you.

TD Ameritrade (aka: TD Ameritrade) - General Status

Exchanges, transfers and rollover ins will not be allowed to this vendor, even in cases where a Direct ISA is in place due to TD Ameritrade's limitations in sharing compliance data.

TD Ameritrade (aka: TD Ameritrade) Web Homepage

TD Ameritrade Homepage may be accessed here .

Product Information

Click the link(s) below for information on TD Ameritrade investment products:

  • End of List

Fee Information

Click the link(s) below for information on the fees associated with TD Ameritrade accounts:

  • End of List

403(b) Investment Options

TD Ameritrade offers the following type(s) of 403(b) investment option:

  • End of List

Roth 403(b) Contribution Policy

TD Ameritrade accepts Roth 403(b) contributions as of January 1, 2006. However, in rare cases some vendors (e.g., Fidelity Investments) require electronic funds transfer (EFT) to accept Roth contributions, so some employers that allow Roth 403(b) Contributions will not remit Roth contributions to such vendors.

Marketing Information

Investment products of TD Ameritrade are marketed using the following approaches:

  • End of List Declared by TD Ameritrade

Helpful Employee Resources

TD Ameritrade has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment TD Ameritrade provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with TD Ameritrade, please visit our General TD Ameritrade Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

 

TD Ameritrade (aka: TD Ameritrade) - Kennewick Status

To Be Determined

TD Ameritrade Plan Number

When contacting TD Ameritrade or its local contacts, have ready your Kennewick - TD Ameritrade GROUP NUMBER: To Be Determined

Kennewick EIN

When contacting TD Ameritrade or its local contacts, you may require the Kennewick EIN: 916001557

Kennewick Local Contacts

Some authorized investment companies have numerous financial representatives authorized to do business on their behalves. Others have no agents at all. The list below includes the most recent information available about the company's main avenue of contact as well as any local contacts for TD Ameritrade on Kennewick list of authorized vendors.

Request Additional Information from TD Ameritrade

TD Ameritrade has not a "contact us" link. The moment they do, we'll post them here.

Information Sharing Agreement, If Applicable

TD Ameritrade has signed a Direct Information Sharing Agreement with Kennewick and is eligible to receive Exchanges Within, Plan-to-Plan Transfers Into, or Rollover Contributions Into Kennewick 403(b) accounts. You may view that Signed Document here: Direct-ISA (pdf).

Employer Minimum Contribution

Kennewick requires a minimum monthly contribution of $25.00. Some Vendors may require minimum amounts higher than this while others may not (see below).

Vendor Minimum Contribution

TD Ameritrade does not require any monthly contribution amount .

Vendor Forms and Online Submissions Links

TD Ameritrade has not provided copies of or links to any Vendor Forms. Please contact TD Ameritrade to request any forms you might need.

Kennewick Vendor Information Page

Information concerning the contribution types, catch-ups, transactions allowed under the Kennewick 403(b) Plan and much more on the Kennewick Information Page, available by clicking here.