Waddell & Reed, Inc (aka: Waddell & Reed) - General Status

Waddell & Reed was founded in 1937 by Chauncey Waddell and Cameron Reed, who combined their interest in the world of finance to conceive an idea that would eventually affect the financial future of millions of Americans. Today, Waddell & Reed is one of the most enduring mutual fund and financial planning complexes in the United States. We take a personalized approach to investing with our clients. Because of that approach, Waddell & Reed has helped millions of Americans develop financial plans to help them work toward their dreams, such as sending their children to college, providing for retirement or simply accumulating assets – attainable, real dreams that improve peoples’ lives. Financial advisors have succeeded by helping people to identify their goals, and then develop strategic plans for working toward them. Why invest with Waddell & Reed? Waddell & Reed’s ongoing success also is a result of the exceptional work of our portfolio managers and the long-term performance of our mutual funds. Successfully cultivating these investment results across many market cycles, Waddell & Reed’s investment management team has achieved highly competitive performance within its peer groups. Led by its strong, recognized brand names – Waddell & Reed Advisors Funds and Ivy Funds – Waddell & Reed’s diverse mix of financial products and services enables our financial advisors to offer substantial product breadth to clients: mutual funds, financial plans and retirement plans, as well as a broad array of insurance products, including life insurance and annuities, that are offered through arrangements with insurance companies. The synergy of Waddell & Reed’s approach – providing clients high quality financial products in a personalized financial plan – is the core of the Waddell & Reed concept…and the key to the company’s continuing success.

Waddell & Reed, Inc (aka: Waddell & Reed) Web Homepage

Waddell & Reed Homepage may be accessed here .

Product Information

Click the link(s) below for information on Waddell & Reed investment products:

• Prospectuses
• Performance
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Fee Information

Click the link(s) below for information on the fees associated with Waddell & Reed accounts:

• Fees
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403(b) Investment Options

Waddell & Reed offers the following type(s) of 403(b) investment option:

• 403(b)(7) Custodial Mutual Funds (Load)
• 403(b)(7) Custodial Mutual Funds (Deferred Sales Charges)
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Roth 403(b) Contribution Policy

Waddell & Reed does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of Waddell & Reed are marketed using the following approaches:

• Agents Who Are Contracted with the Vendor
• Seminars, Meetings, and/or Brochure Distribution
• Websites
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Helpful Employee Resources

Waddell & Reed provides a consumer education and planning center on its website. These vendor-provided websites have varying generic content, but often include videos, reports, and calculators to assist participants in their financial and life planning.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with Waddell & Reed, please visit our General Waddell & Reed, Inc Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

Waddell & Reed, Inc (aka: Waddell & Reed) - Banks Status

This Vendor is an 'Exchange Only Vendor' in this District's 403(b) Plan.

Waddell & Reed, Inc Plan Number

When contacting Waddell & Reed or its local contacts, have ready your Banks - Waddell & Reed, Inc PLAN OR GROUP NUMBER: To Be Determined

Banks EIN

When contacting Waddell & Reed or its local contacts, you may require the Banks EIN: 936002387

Banks Local Contacts

Some authorized investment companies have numerous financial representatives authorized to do business on their behalves. Others have no agents at all. The list below includes the most recent information available about the company's main avenue of contact as well as any local contacts for Waddell & Reed on Banks list of authorized vendors.

• Main Online Company Contact Info

• Daniel Hutchens - 503-627-0740
  dhutchens@wradvisors.com
• Gregrey Baker - 503-238-6036
  gbaker@wradvisors.com
• Lanier Hanchett - 503-627-0740
  lhanchett@wradvisors.com

Request Additional Information from Waddell & Reed, Inc

Contact Waddell & Reed directly if you have additional questions about Waddell & Reed products or services.

Information Sharing Agreement, If Applicable

Waddell & Reed, Inc has signed an Umbrella Information Sharing Agreement with CCC and is eligible to receive Exchanges Within, Plan-to-Plan Transfers Into, or Rollover Contributions Into Banks 403(b) accounts. You may view that Signed Document here: Umbrella-ISA (pdf).

Employer Minimum Contribution

Banks does not require any monthly minimum contribution, however some Vendors may require a minimum contribution amount (see below).

Vendor Minimum Contribution

Waddell & Reed, Inc requires a minimum monthly contribution of $0.00 , and a total minimum annual contribution of $0.00 .

Vendor Forms and Online Submissions Links

Waddell & Reed, Inc has supplied the following forms which may be PDFs or online submittals:

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Please contact Waddell & Reed to request any other type of forms you might need.

Banks Vendor Information Page

Information concerning the contribution types, catch-ups, transactions allowed under the Banks 403(b) Plan and much more on the Banks Information Page, available by clicking here.