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Umatilla School District 403(b) Vendors

General Vendor Information

Roth 403(b) Information

Umatilla allows Roth 403(b) contributions and many Employer Vendors have elected to accept Roth 403(b) contributions. To find the latest information about which Employer's vendors will accept Roth 403(b) contributions, please click on the linked Vendor namesin the list of "403(b) TSA Active Payroll Slots" shown in the right column.

Basic Information About Products

Investment products for 403(b) plans may be broken down into the following investment types:

  • Fixed Annuities
  • Variable Annuities with a Fixed Account
  • Variable Annuities without a Fixed Account
  • 403(b)(7) Custodial Mutual Funds (No-Load)
  • 403(b)(7) Custodial Mutual Funds (Load)
  • 403(b)(7) Custodial Mutual Funds (Deferred Sales Charges)

Various vendors may offer one or more of these types of investments. Look for fund profiles, performance, prospectuses, and fees associated with specific vendors in the column to the right for information about particular offerings.

How do I choose a Vendor?

Generally speaking, vendors market their 403(b) investment products using one or more of the following approaches:

  • Agents Who Are Contracted Exclusively with the Vendor
  • Independent 403(b) Practitioners
  • Regional or Central Office Employees
  • Seminars, Meetings, and/or Brochure Distribution
  • Websites

Learn More

Choosing an Investment

CCC provides in-depth information to assist you in choosing an investment. Learn More

What If I Need Financial Advice?

Click on this link for information about the financial advisor industry and helpful suggestions about how to locate one or more qualified, professional, and licensed financial advisors that meet your needs. Learn More

 

Vendors Eligible to Receive Contributions

403(b) TSA Vendors with Active Payroll Slots

Important: The list below represents those Vendors that currently hold Active Payroll Slots in the Umatilla 403(b) Plan. This list was updated to remove Vendors that vacated the 403(b) market on or before 12/31/2008, thus establishing the initial list of Vendors holding Payroll Slots under the Employer's 403(b) Plan Document. Additional Vendor-specific information (viewable by clicking a Vendor's name in the following list) is being added to the site by the Vendors themselves, and should expand and improve over time.

Employees of Umatilla are eligible to apply for an account under the 403(b) Plan with any Vendor whose name appears in the following list. Please see Enrollment Procedures for details on how to do this:

Click Here for a Printer-Friendly PDF list of the above Vendors.

403(b) TSA Vendors with Inactive Payroll Slots

Important: The list below represents those Vendors that currently hold Inactive Payroll Slots in the Umatilla 403(b) Plan. This list was updated to remove Vendors that vacated the 403(b) market on or before 12/31/2008, thus establishing the initial list of Vendors holding Payroll Slots under the Employer's 403(b) Plan Document. Additional Vendor-specific information (viewable by clicking a Vendor's name in the following list) is being added to the site by the Vendors themselves, and should expand and improve over time.

Employees of Umatilla already contributing to the Vendors below may continue to do so. However, before additional employees will be allowed to begin contributions to one of these vendors, a sufficient number of additional contributors must submit Salary Reduction Agreements as a group to reach a total of 10 active contributors:

Click Here for a Printer-Friendly PDF list of the above Vendors.

Vendors Eligible to Receive Exchanges, Transfers, and Rollover Contributions

The following Vendors have entered into Information Sharing Agreements with Umatilla, either indirectly via umbrella CCC agreements or directly via agreements that designate CCC as an agent for Umatilla and as an information sharing party on behalf of Umatilla. These Vendors are able to receive contract exchanges within the Plan, plan-to-plan transfers into the Plan, and Rollover Contributions into the Plan.

403(b) TSA Vendors with CCC Umbrella ISAs

The following Vendors have entered into CCC's Umbrella Information Sharing Agreement. Click a Vendor below for further Vendor information and to review their Umbrella Information Sharing Agreement with CCC:

Click Here for a Printer-Friendly PDF list of the above Exchanges, Transfers, and Rollover Vendors.

403(b) TSA Vendors with Direct to Employer ISAs

The following Vendors have entered into an ISA directly with Umatilla that designates CCC as an agent for the Employer for information sharing purposes. Click a Vendor below for further information about that Vendor (American Funds Distributors, Inc., has established Information Sharing Agreements with all Employers for which American Funds holds a Payroll Slot, but will not be an "Exchanges Only" Vendor in any Employer's 403(b) Plan) :

Click Here for a Printer-Friendly PDF list of the above Exchanges, Transfers, and Rollover Vendors.

Orphaned Vendors

An Orphaned Vendor for Umatilla is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The following list includes all known Umatilla Orphaned Vendors:

Click Here for a Printer-Friendly PDF list of the above Vendors.

Deselected Vendors

Important: The list below represents those Vendors that held Active or Inactive Payroll Slots in the Umatilla 403(b) Plan and received contributions after 12/31/2008, but that no longer are eligible to receive contributions.

  • End of List

Click Here for a Printer-Friendly PDF list of the above Vendors.

Grandfathered Vendors

Grandfathered Contribution Vendors

The following Vendors received Contributions under the Plan prior to 1/1/2005, but have received no Contributions under the Plan after 12/31/2004:

  • End of List

Click Here for a Printer-Friendly PDF list of the above Exchanges, Transfers, and Rollover Vendors.

Grandfathered Exchange/Transfer/Rollover Vendors

The following Vendors received at least one 90-24 Transfer under the Plan prior to 9/25/2007, but have not received Contributions into any Account for any Participant under the Plan for Umatilla since 12/31/2004:

  • End of List

Click Here for a Printer-Friendly PDF list of the above Exchanges, Transfers, and Rollover Vendors.