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UBS Financial Advisors
(aka: UBS Financial Advisors)
Vendor General Information

This Vendor Page has not been approved by UBS Financial Advisors,
but the information provided should be useful to you.

Landing Pages

Product and Fee Information

Click the link(s) below for information on UBS Financial Advisors products:

Marketing Information

Investment products of UBS Financial Advisors are marketed using the following approaches:

Helpful Employee Resources

If available, CCC has linked the vendor's educational resources below:

To Be Determined

 

Employers for which UBS Financial Advisors (aka: UBS Financial Advisors) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors holds an Active Payroll Slot:

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors holds an Inactive Payroll Slot:

  • End of List

Employers for which UBS Financial Advisors is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is eligible to receive exchanges, transfers, and rollover contributions because UBS Financial Advisors has signed

Employers for which UBS Financial Advisors is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as an Orphaned Vendor:

Employers for which UBS Financial Advisors is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where UBS Financial Advisors is a Deselected Vendor.

  • End of List

Employers for which UBS Financial Advisors is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as a Grandfathered Contribution Vendor:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as a Grandfathered Exchange Vendor:

  • End of List