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UBS Financial Advisors
(aka: UBS Financial Advisors)
Vendor General Information

This Vendor Page has not been approved by UBS Financial Advisors,
but the information provided should be useful to you.

UBS Financial Advisors (aka: UBS Financial Advisors) - General Status

UBS Financial Advisors has not yet posted a company statement or 403(b) market status update at this time.

UBS Financial Advisors (aka: UBS Financial Advisors) Web Homepage

UBS Financial Advisors Homepage may be accessed here .

Product Information

Click the link(s) below for information on UBS Financial Advisors investment products:

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Fee Information

Click the link(s) below for information on the fees associated with UBS Financial Advisors accounts:

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403(b) Investment Options

UBS Financial Advisors offers the following type(s) of 403(b) investment option:

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Roth 403(b) Contribution Policy

UBS Financial Advisors does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of UBS Financial Advisors are marketed using the following approaches:

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Helpful Employee Resources

UBS Financial Advisors has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment UBS Financial Advisors provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with UBS Financial Advisors, please visit our General UBS Financial Advisors Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

Vendor Forms and Online Submissions Links

UBS Financial Advisors has not provided copies of or links to any Vendor Forms. Please contact UBS Financial Advisors to request any forms you might need.

 

Employers for which UBS Financial Advisors (aka: UBS Financial Advisors) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors holds an Active Payroll Slot:

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors holds an Inactive Payroll Slot:

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Employers for which UBS Financial Advisors is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is eligible to receive exchanges, transfers, and rollover contributions because UBS Financial Advisors has signed a Direct Information Sharing Agreement with Employers in this list:

Employers for which UBS Financial Advisors is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as an Orphaned Vendor:

Employers for which UBS Financial Advisors is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where UBS Financial Advisors is a Deselected Vendor.

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Employers for which UBS Financial Advisors is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as a Grandfathered Contribution Vendor:

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Important: The list below represents those Employers in whose 403(b) Plans UBS Financial Advisors is classified as a Grandfathered Exchange Vendor:

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