Carruth Compliance Consulting

     Retirement Readiness      For Employees      For Employers      For Vendors      About Us      Contact Us 

    Login   
Skip Navigation Links.
Click here for our new wizard online voucher request system.

Pershing
(aka: Pershing)
Vendor General Information

This Vendor Page has not been approved by Pershing,
but the information provided should be useful to you.

Pershing (aka: Pershing) - General Status

Pershing currently does not have the ability to associate individual accounts with employer plans, therefore currently does not offer an ISA option that covers plans but rather individual participants accounts. Unfortunately, the lack of plan levelISA and offer information on all accounts under a plan does nor meet compliance needs for plan administrative purposes. Until this issue is resolved, no ISAs will be signed for Pershing.

Pershing (aka: Pershing) Web Homepage

Pershing Homepage may be accessed here .

Product Information

Click the link(s) below for information on Pershing investment products:

  • End of List

Fee Information

Click the link(s) below for information on the fees associated with Pershing accounts:

  • End of List

403(b) Investment Options

Pershing offers the following type(s) of 403(b) investment option:

  • End of List

Roth 403(b) Contribution Policy

Pershing does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of Pershing are marketed using the following approaches:

  • End of List Declared by Pershing

Helpful Employee Resources

Pershing has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment Pershing provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with Pershing, please visit our General Pershing Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

Vendor Forms and Online Submissions Links

Pershing has not provided copies of or links to any Vendor Forms. Please contact Pershing to request any forms you might need.

 

Employers for which Pershing (aka: Pershing) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans Pershing holds an Active Payroll Slot:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans Pershing holds an Inactive Payroll Slot:

Employers for which Pershing is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans Pershing is eligible to receive exchanges, transfers, and rollover contributions because Pershing has signed a Direct Information Sharing Agreement with Employers in this list:

Employers for which Pershing is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans Pershing is classified as an Orphaned Vendor:

Employers for which Pershing is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where Pershing is a Deselected Vendor.

Employers for which Pershing is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans Pershing is classified as a Grandfathered Contribution Vendor:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans Pershing is classified as a Grandfathered Exchange Vendor:

  • End of List