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Morgan Stanley Smith Barney
(aka: (Morgan Stanley) Smith Barney)
Vendor General Information

This Vendor Page has not been approved by Morgan Stanley Smith Barney,
but the information provided should be useful to you.

Morgan Stanley Smith Barney - General Status

Smith Barney will not accept contributions into 403(b) accounts after December 31, 2008. They will continue to manage existing account but will not accept new contributions into the accounts. As of 2009 Smith Barney due to the burden of record keeping will not be involved in the 403(b) business.

Morgan Stanley Smith Barney Web Homepage

(Morgan Stanley) Smith Barney has NOT provided any link to its home office webpage at this time.

Product Information

Click the link(s) below for information on (Morgan Stanley) Smith Barney investment products:

Fee Information

Click the link(s) below for information on the fees associated with (Morgan Stanley) Smith Barney accounts:

403(b) Investment Options

(Morgan Stanley) Smith Barney offers the following type(s) of 403(b) investment option:

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Roth 403(b) Contribution Policy

(Morgan Stanley) Smith Barney does NOT accept Roth 403(b) contributions.

Marketing Information

Investment products of (Morgan Stanley) Smith Barney are marketed using the following approaches:

Helpful Employee Resources

(Morgan Stanley) Smith Barney has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment (Morgan Stanley) Smith Barney provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with (Morgan Stanley) Smith Barney, please visit our General Morgan Stanley Smith Barney Page.

Vendor Page Maintainance

Vendors may manage their own CCC website pages via authorized logins available upon request. Vendors are invited to update their company and Employer-specific information (Plan or Group Number, Local Contacts, Product Information, Forms, etc.) regularly.

 

Employers for which Morgan Stanley Smith Barney (aka: (Morgan Stanley) Smith Barney) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney holds an Active Payroll Slot:

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Important: The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney holds an Inactive Payroll Slot:

Employers for which (Morgan Stanley) Smith Barney is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney is eligible to receive exchanges, transfers, and rollover contributions because (Morgan Stanley) Smith Barney has signed

Employers for which (Morgan Stanley) Smith Barney is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney is classified as an Orphaned Vendor:

Employers for which (Morgan Stanley) Smith Barney is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where (Morgan Stanley) Smith Barney is a Deselected Vendor.

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Employers for which (Morgan Stanley) Smith Barney is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney is classified as a Grandfathered Contribution Vendor:

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Important: The list below represents those Employers in whose 403(b) Plans (Morgan Stanley) Smith Barney is classified as a Grandfathered Exchange Vendor:

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