Carruth Compliance Consulting

     Retirement Readiness      For Employees      For Employers      For Vendors      About Us      Contact Us 

    Login   
Skip Navigation Links.
Click here to obtain a CCC Authorization Voucher.

The Vanguard Group
(aka: Vanguard)
Vendor General Information

This Vendor Page has not been approved by The Vanguard Group,
but the information provided should be useful to you.

General Status

Vanguard 403(b) products are serviced by Newport Trust as of 11/3/2017. Please note that the website addresses and phone numbers for Vanguard 403(b) accountholders were updated. Please refer to the phone numbers and links provided on this page. New enrollees may open an account following the instructions on the Vanguard 403(b) Application Instruction Flyer.

Landing Pages

Product and Fee Information

Click the link(s) below for information on Vanguard products:

Marketing Information

Investment products of Vanguard are marketed using the following approaches:

  • Websites

Helpful Employee Resources

If available, CCC has linked the vendor's educational resources below:

To Be Determined

 

Employers for which The Vanguard Group (aka: Vanguard) is Eligible to Receive Contributions

Important: The list below represents those Employers in whose 403(b) Plans Vanguard holds an Active Payroll Slot:

Important: The list below represents those Employers in whose 403(b) Plans Vanguard holds an Inactive Payroll Slot:

Employers for which Vanguard is Eligible to Receive Exchanges, Transfers, and Rollovers

Important: The list below represents those Employers in whose 403(b) Plans Vanguard is eligible to receive exchanges, transfers, and rollover contributions because Vanguard has signed

Employers for which Vanguard is an Orphaned Vendor

An Orphaned Vendor is a Vendor that received contributions under the Plan during the period 1/1/2005 through 12/31/2008, but has not and will not receive Contributions, Exchanges, Transfers, or Rollover Contributions into Accounts under the Plan after 12/31/2008. The list below represents those Employers in whose 403(b) Plans Vanguard is classified as an Orphaned Vendor:

Employers for which Vanguard is a Deselected Vendor

Important: A Deselected Vendor is a vendor that held an Active or Inactive Payroll Slot an employer's 403(b) Plan and received contributions after 12/31/2008, but the vendor is no longer eligible to receive contributions in the plan. The list below represents the employer 403(b) plans where Vanguard is a Deselected Vendor.

  • End of List

Employers for which Vanguard is a Grandfathered Vendor

Important: The list below represents those Employers in whose 403(b) Plans Vanguard is classified as a Grandfathered Contribution Vendor:

  • End of List

Important: The list below represents those Employers in whose 403(b) Plans Vanguard is classified as a Grandfathered Exchange Vendor:

  • End of List