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Gladstone School District

The Legend Group, Inc

This Vendor Page has not been approved by The Legend Group, Inc,
but the information provided should be useful to you.

The Legend Group, Inc - General Status

The Legend Group, Inc Landing Pages

Product and Fee Information

Click the link(s) below for information on Legend Group products:

Marketing Information

Investment products of Legend Group are marketed using the following approaches:

  • Agents Who Are Contracted with the Vendor
  • Seminars, Meetings, and/or Brochure Distribution
  • Websites

Helpful Employee Resources

Legend Group has not provided a weblink to any online consumer education or financial planning tools or calculators they may or may not offer to assist participants with financial planning and education. The moment Legend Group provides a weblink to us, we'll post it here immediately.

Active in Other CCC Employer 403(b) Plans

To see which other CCC Employers hold Active Payroll Slots with Legend Group, please visit our General The Legend Group, Inc Page.

 

Gladstone Status

This Vendor is an 'Exchange Only Vendor' in this District's 403(b) Plan.

The Legend Group, Inc Plan Number

When contacting Legend Group or its local contacts, have ready your Gladstone - The Legend Group, Inc PLAN OR GROUP NUMBER: To Be Determined

Gladstone Local Contacts

Some investment companies have financial representatives authorized to do business on their behalves. Others have a do-it-yourself model utilizing robust online participant interfaces. The list below includes the most recent information available about the company's main avenue of contact as well as any local contacts.

Information Sharing Agreement, If Applicable

The Legend Group, Inc has signed an Umbrella Information Sharing Agreement with CCC and is eligible to receive Exchanges Within, Plan-to-Plan Transfers Into, or Rollover Contributions Into Gladstone 403(b) accounts. You may view that Signed Document here: Umbrella-ISA (pdf).

Employer Minimum Contribution

Gladstone does not require any monthly minimum contribution, however some Vendors may require a minimum contribution amount (see below).

Vendor Minimum Contribution

The Legend Group, Inc requires a minimum monthly contribution of $25.00 .

403(b) Investment Options

Legend Group offers the following type(s) of 403(b) investment option:

  • Fixed Annuities
  • Variable Annuities with a Fixed Account
  • Variable Annuities without a Fixed Account
  • 403(b)(7) Custodial Mutual Funds (No-Load)
  • 403(b)(7) Custodial Mutual Funds (Load)
  • 403(b)(7) Custodial Mutual Funds (Deferred Sales Charges)

Roth 403(b) Contribution Policy

Legend Group accepts Roth 403(b) contributions as of January 1, 2006. However, in rare cases some vendors (e.g., Fidelity Investments) require electronic funds transfer (EFT) to accept Roth contributions, so some employers that allow Roth 403(b) Contributions will not remit Roth contributions to such vendors.

Vendor Forms and Online Submissions Links

When possible, CCC lists links to vendor forms links below. In the event the form you require is not linked below, please contact Legend Group to request your form.